The Science and Humanism of Linus Pauling
(1901-1994).
Stephen F Mason
Department of Chemistry,
King's College London,
London, UK WC2R 2LS
and Department of History and Philosophy of Science,
University of Cambridge,
Cambridge, UK CB2 3RH
 |
The versatile and outstanding contributions of Linus Pauling to the
chemical sciences, including the biomedical consequences of radioactive
fallout, were recognised by the award of two Nobel Prizes (1954 and 1963).
Pauling’s contributions in historical context are discussed under five
headings: X-ray crystallography and theoretical chemistry; the nature of
the chemical bond; biological chemistry; global fallout; and molecular
medicine. |
The award of two Nobel Prizes, the first for
chemistry at Stockholm in 1954 and the second for peace at Oslo in 1963,
measures the eminence of Linus Pauling as a scientist and as a world citiizen.
Festschrifts honoured his sixty-fifth,1 eightieth,2
and ninetieth birthday,3 with autobiographical contributions
by Pauling himself in two of these, and in the Annual Review of Physical
Chemistry series (1965). Pauling was interviewed many times on his
scientific and social concerns, and a selection of his replies and his
occasional writings has appeared recently,4 as well as a collection
of tributes to him to the Journal of Chemical Education (No. 1,
1996). Substantial biographies of Pauling are available, one by a philosopher,5
a second coauthored by a sociologist and a psychologist,6 and
another, the most comprehensive, balanced, and informed of the three, by
a medical writer turned academic administrator.7 The second
biography curiously concludes with eight interpretations from expert psychologists
of the replies Pauling had given to Rorschach ink-blot tests in the 1960s,
when his biochemical view of mental disorders was at odds with standard
psychoanalytical thinking. Only one of the experts suspects, what is obvious
to the layman, that Pauling was joking, making up answers based on Freudian
or other psychology.8
Chemistry students of my generation were inspired
by Pauling’s
Nature of the Chemical Bond (1939), which brought a
new ordering to theories of molecular structure and chemical bonding, and
answered ‘No!’ to a popular examination question of the time, ‘Is inorganic
chemistry a closed and finished subject?’ The book pointed the way ahead
to the physical inorganic chemistry of the postwar period, but Pauling’s
interests had moved on by that time to molecular biology, then to the dire
consequences of radioactive fallout from nuclear explosions in the biosphere,
and finally, to orthomolecular medicine.
1 Pauling’s formative years.
Linus Carl Pauling was the firstborn, in 1901,
of a pharmacist in Portland, Oregon, who died in 1911 leaving his wife,
son, and two daughters with limited means. After high school in Portland,
Linus Pauling entered Oregon Agricultural College at Corvallis, precursor
of Oregon State University, in 1917, and graduated in chemical engineering
in 1922. He worked his way through college, serving as full-time assistant
instructor in quantitative analysis 1919-1920. The experience may have
dissuaded him from accepting a half-time instructor’s post for five years
of graduate study for a PhD at Harvard. Instead he moved, in 1922, to a
three-year graduate studentship offered by Arthur Amos Noyes (1866-1936),
head of the Division of Chemistry and Chemical Engineering in the California
Institute of Technology (Caltech) at Pasadena.
Noyes had an eye for talent and for promising
new fields of research, and it is said that Pauling was Noyes’ greatest
discovery. Noyes obtained his PhD with Wilhelm Ostwald (1853-1932) at Leipzig
in 1890, then joined the Massachusetts Institute of Technology (MIT) where,
as professor of theoretical chemistry 1899-1919, he recruited a number
of able younger chemists. These included Gilbert Newton Lewis (1875-1946),
who was at MIT 1908-1912 before moving to the University of California,
Berkeley, as head of the chemistry department. Noyes commuted to Pasadena
each winter from 1915 to build up the chemistry division of Throop College
of Technology, which changed its name to Caltech shortly after Noyes moved
permanently to Pasadena in 1919.
Noyes recognised the importance of X-ray crystal
structure analysis from the beginning; and installed X-ray equipment at
MIT and Caltech. Roscoe Gilkey Dickinson (1894-1945) was in charge of the
powder and single-crystal X-ray apparatus at Caltech in 1922 when Linus
Pauling was placed with him by Noyes for research supervision as a graduate
student. Dickinson and Pauling published their first paper in 1923, on
the structure of the mineral molybdenite, MoS2 establishing
a trigonal prismatic coordination of molybdenum by six sulfide ions. Pauling
soon achieved scientific standing, as author or coauthor of about a dozen
crystal-structure publications over the next three years, and G. N. Lewis
offered him a postdoctoral position at Berkeley after his PhD in 1925.
Noyes thereupon arranged a Guggenheim fellowship for Pauling’s postdoctoral
studies in Europe 1926-1927, centred on the Munich Institute of Arnold
Sommerfeld (1868-1951), indicating that a position at Caltech would be
available on Pauling’s return.9
Fig. 1 Linus Pauling as a young man (courtesy of the
Royal Society of Chemistry Library and Information Centre)
In Europe for nineteen months, 1926-1927. Pauling
met the principal workers in the field of quantum mechanics as they came
to visit Sommerfeld’s Institute at Munich, or on his own visits to Copenhagen
and Gottingen for a few weeks, and to Zürich for several months. As
a graduate student, Pauling, had attended a wide range of advanced courses
on mathematics and the physical sciences, and soon assimilated the concepts
and procedures of the new quantum mechanics. He said later on that he did
not bother overmuch with the deeper philosophical implications of the uncertainty
principle and the like. Following the pragmatic tradition of North America,
Pauling adopted an operational approach to the new discipline, seeking
concrete applications of quantum mechanics to chemical and physical problems.
At Bohr’s Institute in Copenhagen Pauling met
Samuel Goudsmit (1902-1978) who, with George Uhlenbeck (1900-1988), introduced
in 1925 the physical notion of electron spin to account for the two-valued
fourth quantum number needed in atomic spectroscopy. The new number had
entered empirically into Pauli’s principle (1925), forbidding the same
set of four quantum numbers to any two electrons in any given polyelectronic
system. Pauling and Goudsmit later collaborated in writing The Structure
of Line Spectra (1930). More momentous was Pauling’s visit to Schrodinger’s
Institute in Zürich, where he met Fritz London (1900-1954) and Walter
Heitler (1904-1981), who were working on their valence bond (VB) treatment
of the bonding in the hydrogen molecule, published in 1927. The two electrons
(1) and (2) of the molecule are allocated to the ls atomic orbital around
each nucleus, Ha and Hb in two ways, [Ha(1)Hb(2)]
and [Hb(1)Ha(2)], to give two ‘valence structures’.
Calculations indicated that, at bonding internuclear separations, the principal
source of the molecular binding came from the ‘exchange energy’. arising
from the interchange of the two electrons. with opposed spins. between
the two ‘valence structures’.
About the same time Friedrich Hund (b. 1896)
developed the alternative molecular orbital (MO) treatment of the bonding
in the hydrogen molecule at Gottingen. On the MO model the paired electrons
move in a molecular orbital resulting from the in-phase combination of
the 1 s atomic orbitals of the two nuclei. [Ha+Hb].
Subsequent comparisons of the two methods showed that the original MO treatment
gave ionic structures of the type [Ha(1,2)] and [Hb(1,2)],
additional to the neutral valence structures of the first VB treatment,
and of equal weight. The two methods became identical, and gave a theoretical
bond distance and bond energy closer to the corresponding spectroscopically
measured values, when the weights of the contributions from the ionic structures
were reduced in the MO treatment and were added to an equivalent degree
in the VB treatment. The conceptual differences between the VB and the
MO methods remained, however, in the simplified and approximate methods
needed for the treatment of complex polyatomic molecules. These differences
occasioned some contention between advocates of the VB and the MO methods
until the 1950s, when the growth of chemical spectroscopy brought about
the general adoption of the MO procedure, with its more fruitful treatment
of excited molecular states.
In North America the principal advocate of
the MO theory was Robert Sanderson Mulliken ( 1896-1986), at the University
of Chicago from 1928. Mulliken was a close friend of Hund from the mid-1920s,
and regretted that his Nobel Prize (1966) was not shared with Hund.10
During the prewar period, chemists took little note of the MO studies of
Hund and Mulliken. The early MO models regarded a molecule as a fixed array
of atomic nuclei, each with its own completed inner shells of electrons,
while the electrons of the incomplete outer shells of the atoms, the ‘valence
electrons’, moved in molecular orbitals spanning the array of atoms as
a whole. There were no individual ‘chemical bonds’ in a polyatomic molecule,
according to early MO theory, contrary to classical structural theory.
Traditionally, chemists constructed molecules, conceptually and in the
laboratory, by adding another atom or group, through a welldefined ‘chemical
bond’, to a simpler structure.
Mulliken opened his Chemical Review of 1931
with the opinion that ‘the concept of valence itself is one which should
not be held too sacred’. After devoting a section to the ‘Superfluity of
the concept of valence bonds in the ‘molecular’ point of view’, he came
to the conclusion that the VB method, ‘when applicable, usually gives,
somewhat fortuitously in the author’s opinion. the same results as the
present [MO] method. The latter gives, however, a detailed insight into
what is going on in the formation of the molecule.11 During
the 1930s few chemists accepted Mulliken’s views of chemical bonding. In
contrast, Pauling’s resonance theory, formally based on the VB method,
aroused widespread interest, particularly in North America, since it preserved
and rationalised much of classical structural theory and the pre-quantum
mechanical theories of the role of electrons in chemical bonding, developed
mainly by chemists.
In 1927 Pauling returned to Caltech as assistant
professor in theoretical chemistry, and began a series of investigations
on the nature of the chemical bond, alongside his resumed X-ray studies
of crystal structures. In 1930 he extended his structural studies to individual
molecules in the gas phase, free from complexities of the packing of molecules
in crystals, with the new technique of electron-diffraction, developed
by Hermann Mark in Ludwigshafen. Pauling visited Mark early in 1930 when
he spent some time with William Lawrence Bragg (1890-1971) at Manchester.
With Bragg he discussed various crystallographic procedures, including
the applications of Pauling’s rules (1928) governing the geometry of the
coordination polyhedron of anions around a cation in an ionic crystal,
in terms of the radius ratio of the anion and the cation, and their formal
charges. These rules were elaborations of rules proposed 1923-1926 by the
geochemist crystallographer, Victor Moritz Goldschmidt (1888-1947) in Oslo,
and they had particular value for the structural analysis of the silicate
minerals, which Bragg and Pauling were studying.
Pauling recalled in 1991 that his interest
in electronic theories of chemical bonding dated from the time he served
as assistant instructor 1919-1920. One of the two chemistry seminars that
year at the Oregon Agricultural College was given by an agricultural chemist
on the frozen fish industry, while Pauling spoke on the shared electron-pair
chemical bond. This basic idea had been proposed by G. N. Lewis in 1916
and developed in a series of papers from 1919 by Irving Langmuir (1881-1957),
who coined the terms ‘covalance’ and ‘electrovalence’ for the homopolar
and the heteropolar sharing. The Coulombic attraction of opposite charges
provided a physical basis for the electrovalent (ionic) bond, but the homopolar
shared-pair covalent bond had no immediate physical foundation, other than
the significant correlation with the electron-pair of the lightest noble
gas, helium, and the four duplets of the eight electrons in the outer shell
of the heavier noble gases, modelling the electron configuration of the
central atom in polyatomic systems, such the carbon atom in CH4.
In Munich and Zürich 1926-1927 Pauling
found what he believed to be the physical basis of the homopolar covalent
bond in the quantum-mechanical ‘exchange energy’, arising from the interchange
of spin-paired electrons between the two ‘valence structures’ in the VB
treatment of the hydrogen molecule by Heitler and London. Pauling regarded
the electronpair exchange in a chemical bond as the quantum-mechanical
analogue of the classical resonance effect observed in coupled oscillators,
terming the bond energy from electron interchange the ‘resonance energy’.
He referred the analogy back to the 1926 treatment by Werner Heisenberg
(1901-1976) of the separate para- and ortho-states of the
helium atom (spin singlets and triplets, respectively), which resembled
a classical case of the resonance splitting between the in-phase and out-of-phase
modes of coupled oscillators. Pauling introduced his resonance theory in
a 1928 Chemical Review and developed his ideas in a series of seven
papers 1931-1933 on The Nature of the Chemical Bond, culminating
in his George Fisher Baker Lectures at Cornell University, 1937-1938. The
lectures were published, The Nature of the Chemical Bond in 1939,
with a second edition in 1940 and a third in 1960. All were dedicated to
G. N. Lewis, whom Pauling regarded as the founder of the modern theory
of valence.
2 The nature of the chemical bond.
Classical chemical structural theory provided
a number of examples of molecules which could not be represented by a single
structure, as in the leading case of benzene, for which August Kekulé
(1829-1896) had proposed in 1872 an ‘oscillation’ between the two alternative
‘Kekulé structures’, each with three single and three double carbon-carbon
bonds forming a hexagon. This oscillation was required to account for the
absence of two isomers of a given 1,2-disubstituted derivative. For Pauling
the two Kekulé structures were classical analogues of quantum-mechanical
‘valence structures’. The actual benzene molecule cannot be regarded as
‘intermediate’ between the hypothetical Kekulé structures. The molecule
is more stable than either of these structures by a resonance energy of
some 36 kcal mol-1 (1 cal = 4.184 J). The carbon-carbon bond
lengths of benzene are shorter than the mean of standard carbon-carbon
single double bond lengths.
The resonance energy of benzene, on division by
Planck’s constant, gives a resonance frequency on the order of 1015
Hz, comparable to that derived similarly from the bond energies of simple
molecules. Such a frequency refers to electronic motions, being a thousand
times greater than that of the nuclear motions implied by Kekulé’s
proposal of 1872; the nuclear motions involved in tautomerism are slower
still12 Pauling’s disciple, George Wheland, remarked that the
benzene molecule is analogous to the real animal, the rhinoceros, described
by a medieval traveller as a cross between two mythical beasts, the dragon
and the unicorn.13
In 1935 Pauling judged the Heitler-London theory
of bonding in the hydrogen molecule as ‘the greatest single contribution
to the clarification of the chemist’s conception of valence since G. N.
Lewis’s suggestion in 1916 that the chemical bond between two atoms consists
of a pair of electrons held jointly by the two atoms’.14 Fritz
London was appalled by the compliment, and was irritated by ‘this Pauling’,
who had not only taken over and vulgarised the VB theory but had also associated
the theory with the physically absurd notions of G. N. Lewis, who postulated
a static cubical array of electrons around the atomic nucleus. In 1929
London began a book on Quantum Mechanics and Chemistry, but soon
abandoned the project. By 1930 he had moved on to investigate the non-polar
intermolecular forces, the ‘London dispersion forces’, and by 1935 worked
out the ‘London equations’ governing superconductivity, with his brother
Heinz.15 Heitler moved on to radiation theory, also satisfied,
as were Schröedinger and Dirac, that quantum mechanics had now, in
principle, solved all problems in chemistry.
The first of Pauling’s seven papers on the
nature of the chemical bond16 was especially important in reconciling
‘spectroscopic orbitals’ with ‘chemical orbitals’. Quantum mechanics developed
symbiotically with atomic and diatomic spectroscopy during the interwar
period.17 The atomic orbitals took their designations s-, p-,
d- . . . from the sharp, principal, diffuse ... series of lines observed
in atomic spectra. The angular forms of these atomic orbitals, based on
the spherical harmonic functions, bore no direct and systematic relation
to the stereochemical forms of polyatomic molecules, and the character
of the ‘chemical orbitals’ governing the angles between bonds in polyatomic
systems had become problematic by 1930. On a spectroscopic basis, the four
valency electrons of the carbon atom formed the atomic ground state with
two electrons spin-paired in the spherically symmetric 2s orbital and the
remaining two with parallel spin occupying two of the mutually orthogonal
2px, 2py, and 2pz orbitals. In 1931, Pauling
and the MIT physicist John Slater showed, independently, that the angular
functions of the 2s and the three 2p orbitals of the carbon atom, taken
with equal weight and mutually exclusive phase relationships give rise
to four equivalent hybrid (sp3) atomic orbitals, directed tetrahedrally.
Each of these four hybrid chemical orbitals has an equal binding propensity,
which is twice that of the 2s-orbital alone, as measured by the fractional
overlap with, say, a 1 s-orbital of a hydrogen atom at a bonding position.
Pauling extended his scheme to trigonal and digonal hybrids for molecules
containing the carbon-carbon double and triple-bond and to octahedral and
square-planar hybrids from the 4s-, 4p-, and 3d-orbitals of the transition
metals in the first long period for the bonding established in coordination
compounds.
(a)
(b)
A major element of Pauling’s comprehensive
ordering of inorganic bonding lay in this derivation of a quantitative
scale of the electronegativities of the chemical elements through the resonance
theory. Chemists during the eighteenth century had endeavoured to order
the known variety of chemical combinations by drawing up hierarchical ‘Tables
of Chemical Affinities’, based on such observations as the displacement
of one acid from its salts by another acid with a greater ‘affinity’ for
the base of the salt.18 After the chemical revolution at the
end of the century, attention turned to the avidity with which oxygen combined
with other elements, resulting in the ‘Scale of Oxygenicity’ or of universal
acidity, evolved from 180 9 by Amedeo Avogadro (1776-1856). Jöns Jacob
Berzelius (1779-1848), one of the pioneers of electrochemistry, reformulated
and extended Avogadro’s concept into a ‘universal scale of electronegativity’
of the elements in 1818, based on the observations that oxygen, acids,
and oxidised substances accumulated around the positive pole of an electrolytic
cell, while metals, bases, and combustible substances passed to the negative
pole.
Berzelius linked the electronegativity scale
to his dualistic electropolar theory of chemical combination, based on
the two fluid theory of electricity. Each atom, Berzelius proposed, carried
unequal amounts of the positive and the negative electrical fluid, and
the ratio of the amounts registered the electronegativity of the element.
Oxygen, the most electronegative element then known, carried the largest
excess of negative fluid, and potassium at the other end of the scale carried
the largest excess of positive fluid. Chemical combination entailed the
partial neutralisation of the two electrical fluids, and their union resulted
in the liberation of the caloric fluid (heat). The compound formed retained
smaller amounts of the two electrical fluids, and so acids, with an excess
of negative fluid, combined with bases, carrying an excess of positive
fluid, to form salts. The dualistic theory of chemical combination lost
ground during the 1840s, primarily because it was unproductive in the new
field of organic chemistry. But the concept of electronegativity and chemical
affinity lived on, assuming thermochemical forms with the rise of physical
chemistry at the end of the nineteenth century.19
The qualitative electronegativity scale of
Berzelius, based largely on his chemical experience and intuition, correlates
element by element with the quantitative scale of atomic electronegativities
which Pauling derived, from 1932. The electric dipole moment of heteronuclear
molecules A-B indicated to Pauling that the bonding involved resonance
between covalent and ionic valence structures, the fractional contribution
of the ionic structure being gauged by the value of the dipole moment.
The bond energy of the heteronuclear molecule A-B turned out to be larger
than the arithmetic or geometric mean of the bond energies of the corresponding
homonuclear molecules A-A and B-B by an increment 4, which represented
the additional stabilisation arising from the resonance between the covalent
and ionic valence structures. The bond energy increment D
(A-B) could be related to the difference between the traditional, but ill-defined,
property of the two individual elementary atoms, their electronegativities.
The direct relation between D (A-B) and the
square of the electronegativity difference
enabled Pauling to evaluate the differences quantitatively, and to draw
up a comprehensive table of the atomic electronegativities, ranging from
0.7 for caesium to 4.0 for fluorine. The table of electronegativities gave
expectations for the energy and the electric dipole moment of any new type
of bond: e.g. 50% ionic character for a difference of 1.7 between
the electronegativities of the two atoms. What an atomic electronegativity
really respresented was not transparent. Pauling regarded electronegativity
as a measure of the affinity of a bonded atom for electrons.
The resonance theory was extended to conjugated
organic molecules in 1933, appearing in the last three of Pauling’s seven
papers on the nature of the chemical bond. Thereafter the theory of resonance
in organic chemistry was developed mainly by his coworker, George Wheland
at Caltech and then at the University of Chicago, who published two books
on the subject (1944 and 1955). The application of resonance theory to
conjugated organic molecules highlighted the wide latitude in the choice
of hypothetical ‘valence structures’ contributing to the ground state of
a given molecule. Pauling’s approximation of the VB method gave benzene
a theoretical resonance energy of 0.9 J for the two Kekulé structures
alone, but of 1 .1 J with the inclusion of the three Dewar structures,
each with an elongated transannular bond between opposite positions. The
empirical ‘exchange integral’ J, calibrated from thermochemical
data, had a value dependent on the range of resonating structures considered.
Pauling formulated rules limiting the choice of ‘valence structures’ to
a ‘canonical set’, but the choice remained wide for polycyclic aromatic
hydrocarbons. The stage at which to truncate the series of possible ‘valence
structures’, judged by chemical intuition, was popularly termed the ‘Pauling
point’ by students of chemistry in the 1940s.
A molecular orbital theory of conjugated organic
molecules with much less latitude had been proposed in 1931 by Erich Hückel
(1896-1980), a physicist at Stuttgart, who had been a coworker with Debye
at Zürich, deriving the Debye-Hückel theory of strong electrolytes
in 1923. Hückel divided the electrons of a conjugated molecule such
as benzene into two distinct sets, later termed the 6 and the p
electrons. The molecular plane is defined by the framework of carbon-carbon
s
-bonds, formed from sp2 orbitals, while the p
-electrons move over the framework in MOs nodal in the plane. Hückel
showed that cyclic polyenes with [4n +2] p
-electrons, where n is an integer, had a substantial additional
stabilisation from the z-electron delocalisation, but not those with [4n]
p
-electrons.
Pauling pointed out that two Kekulé-like
valence structures could be written for cyclobutadiene and for cyclooctatetraene,
which belong to the [4n] series, and resonance between the two structures
is expected to stabilise these molecules by a resonance energy comparable
to that of benzene in the [4n+2] series. Richard Willstdtter (1872-1942)
at Munich had synthesised cyclooctatetraene in 1905 and in 1911. He found
the substance to be olefinic in its properties, with none of the aromaticity
predicted from a theory of partial valencies linking conjugated carbon-carbon
double bonds, proposed in 1899 by his colleague Friedrich Thiele (1865-1918).
Following the same prediction made by Pauling in 1935, groups of organic
chemists from 1939 to 1943 at several American universities, Minnesota,
Princeton, Northwestern and Purdue, attempted to synthesise cyclooctatetraene,
but without success, on the supposition that Willstdtter had inadvertently
prepared the isomer styrene.
Willstütter, by now a refugee in Switzerland
from the third Reich, heard of these efforts and commented in this autobiography
that the American chemists appeared to be ‘untroubled’ by his reports of
the reduction of his cyclooctatetraene to cyclooctane and its oxidation
to suberic acid. Willstätter’s synthesis of cyclooctatetraene was
finally reproduced in 1947, after an Anglo-American scientific commission
in 1945 discovered kilogram quantities of cyclooctatetraene in the IG Farbenindustrie
laboratories at Ludwigshafen, prepared by Walter Reppe (1892-1969) by polymerising
acetylene over a nickel (I I) cyanide catalyst.20
Cyclooctatetraene was shown by electron diffraction (1948) to have a tub-shaped
structure: the dianion with 10 p -electrons,
following the Hückel rule for aromaticity, was later found to be planar.
By the late 1930s Pauling’s interest had shifted
to structural problems in biological chemistry, and he made relatively
few positive contributions to the new problems of chemical bonding in mainstream
chemistry during the postwar period. His book The Nature of the Chemical
Bond remained conceptually unchanged between the first two editions
(1939, 1940) and the third (1960). The new and intellectually inspiring
book of the 1940s became a classical inorganic text of the 1960s.
3 Biological chemistry.
In 1931, Pauling introduced a magnetic criterion
of bond type for transition metal coordination compounds, together with
hybrid atomic orbitals for stereochemically defined bonding. In the ‘ionic’
complexes of the transition metals all five of the d-orbitals were available
for occupation by unpaired d-electrons with parallel spins, whereas in
the corresponding ‘covalent’ complexes one or two of the d-orbitals were
unavailable, being employed in square-planar or octahedral hybrid formation.
Accordingly, for a number of d-electron configurations, measurements of
the magnetic moment arising from spinparallel d-electrons distinguish the
‘ionic’ from the ‘covalent’ complexes of a given transition metal ion.
Magnetochemical measurements directed by Pauling
at Caltech in 1935 showed that the iron (n) complex haemoglobin of red
blood cells had four parallel-spin electrons per haem unit, corresponding
to an ionic complex of ferrous iron (with the db configuration). The addition
of either carbon monoxide or oxygen produces a covalent complex, with all
electrons spinpaired. This is a remarkable result for oxyhaemoglobin, since
a molecule of free oxygen carries two unpaired electrons. The electronic
structures of both the haem and the oxygen are profoundly reorganised on
binding. Thereafter Pauling and his coworkers investigated further types
of haemoglobin derivatives, and those of related biomolecules, myoglobin,
haemocyanin, and the cytochromes, moving on to the problem of the chain-folding
of the globulins and other proteins.
Poly-L-peptide a-helix
Poly-L-peptide b-sheet
Pauling and the biochemist Alfred Mirsky (1900-1974)
suggested in 1936 that the relatively weak forces of hydrogenbonding between
polypeptide chains determine the folding of protein chains. Protein solutions
are denatured by heat, which breaks the weak hydrogen bonds, or by hydrogen-bonding
substances, such as urea or ethanol, which compete for the protein inner-binding
sites. For explorations of the secondary structure of proteins, Pauling
adopted the strategy of constructing models of the likely folding in polypeptide
chains, since the direct X-ray diffraction analysis of protein crystals
in detail presented insuperable technical problems in the 1930s. The known
bond-lengths and angles for the amide groups in polypeptides were not adequate
for his purpose, and Pauling turned to X-ray structural studies of the
small ‘building block’ units of proteins. In 1937 Robert Corey (1897-1971)
transferred from the structural unit at the Rockefeller Institute to Caltech,
where he took up the X-ray crystal analysis of the structures of amino
acids and small peptides. During 1938, Corey reported the first detailed
structure of a peptide, the cyclic dimer of glycine, diketopiperazine,
and over the following years he and his coworkers determined the structures
of glycine, other amino acids, and small peptides.
The acccumulated structural data enabled Corey
and Pauling to formulate conditions for stable folded conformations of
polypeptide chains: planar amide groups, with specific bond lengths and
bond angles internally and externally. Pauling returned to model-building
and, while he was George Eastman visiting professor at Oxford in 1948,
he worked out the a-helix rod-like conformation of polypeptide chains,
with 3.7 peptide residues per turn of the helix. Each amide group is hydrogen
bonded >C=O. . .H-N< to the third residue from it
in each direction along the chain. On this return to Pasadena, Pauling
worked out the details with Corey, and they devised additional stable polypeptide
conformations. Pauling and Corey reported the a
-helix conformation in 1950, and the parallel and antiparallel b
-pleated sheet conformations of polypeptide chains in the following year.
Members of the Medical Research Council (MRC)
X-ray crystallography unit in the Cavendish laboratory at Cambridge had
expected on good, but limited, X-ray data that a helical protein conformation
would contain four peptide residues per turn, and looked for distinguishing
evidence. Max Perutz, in 1951, worked out the X-ray reflections required
for the a -helix conformation, and observed
them in the diffraction pattern of fibrous proteins and a synthetic L-polypeptide.
The introduction of the electronic computer to X-ray diffraction analysis
provided direct evidence for the prevalence of the a
-helix structure in native globular proteins, first in myoglobin, solved
at a near-atomic resolution by John Kendrew at Cambridge in 1960, and then
in haemoglobin, four times larger than myoglobin, finally solved by Perutz
two years later.
The stable b -sheet
protein conformation derived by Pauling and Corey was confirmed in 1965
by David Phillips and his associates at the Royal Institution, London,
by the X-ray structural analysis of the enzyme, lysozyme, from egg-white.
The Royal Institution group reported the X-ray structure of lysozyme complexed
with a trisaccharide fragment of its physiological substrate, a hexasaccharide
unit of the polysaccharide chain in a bacterial cell wall. The report supported
not only the b -sheet conformation, but also
Pauling’s development of the ‘key and lock’ hypothesis of enzyme-substrate
interaction, first proposed by Emil Fischer (1852-1919) in 1894. J. B.
S. Haldane ( 1892-1964) suggested in 1930 that a degree of misfit between
the enzyme and its substrate is needed to drive the chemical reaction forward:
‘Using Fischer’s lock and key simile, the key does not fit the lock perfectly
but exercises a certain strain on it’. In 1946 Pauling pointed out that,
since enzyme reactions are reversible, there is a comparable steric misfit
between the enzyme and the product, so that the complementarity of the
stereochemical matching is an optimum for the transition state common to
the forward and the reverse reaction, accelerating both processes.21
Pauling developed and applied the concept of
complementary structural matching in biomolecular interactions after discussions
from 1936 with the immunologist Karl Landsteiner ( 1868-1943 ). Landsteiner,
a native of Vienna, had characterised the four main blood groups. A, B,
AB and O, in 1909. He emigrated in 1923 to work at the Rockefeller Institute
for Medical Research, discovering the blood-cell rhesus factor in 1940.
The research on haemoglobin at Caltech interested Landsteiner, who encouraged
Pauling to examine antibodyantigen interactions from a structural point
of view. Paul Ehrlich ( l R54-191 5), who had worked with Emil Fischer,
regarded the specificity of the toxin-antitoxin and the antibody-antigen
interaction as further examples of Fischer’s ‘key and lock’ hypothesis.
The work of Ehrlich established this hypothesis in immunological theory,
in which a principal concern became the mechanism whereby the animal body
produces the range of individually specific antibodies to combat the enormous
variety of antigens to which the body is prey. In 1940, Pauling proposed
that polypeptide chains fold and wind around the exterior of the antigen
structure, serving as a template. The product is a closefitting complementary
antibody structure, which neutralises the toxic surface features of the
antigen in vivo, and precipitates the antigen-antibody complex in
vitro.22
Pauling directed an experimental programme at Caltech on the serologial
properties of simple substances throughout the 1940s. Like other template
theories of the time, Pauling’s hypothesis failed to account for the transmission
of specific antibody formation to daughter cells from the parent cell challenged
by a particular antigen.23
The theoretical physicist, Pascual Jordan (
1902-1980) at Rostock, proposed in 1940 that the injection of an antigen
into an animal body led to the natural selection of proto-antibody molecules
of like kind, through the quantum-mechanical resonance force between like
molecules, from a varied set of proto-antibody molecules maintained by
the animal. The complex formation was autocatalytic and led to the proliferation
of antibodies specific for the antigen. Pauling was critical of this view,
and of Jordan’s earlier ( 1938) analogous conjecture that the duplication
of the gene and the pairing of chromosomes were dependent upon an attractive
quantum resonance force which was especially strong between identical or
near-identical molecules. With the biophysicist Max Delbrück ( 1960-1981
), Pauling in 1940, argued that the autocatalysis of gene replication is
expected to involve complementary rather than identical structures. During
his visit to Britain in 1948, Pauling depicted the gene as two congruent
templates with complementary structures, each to ‘serve as the mould for
the production of a replica of the other part, and the complex of the two
complementary parts thus can serve as the mould for the production of duplicates
of itself’.24
Pauling made no use of his concept of the gene
as paired templates with structural complementarity in constructing his
model for DNA in 1953; with other protein chemists, he was not yet convinced
that DNA alone was the primary genetic substance. The twenty natural amino
acids appeared to offer far more diversity by permutation and combination
than the four nucleic acid bases. With hindsight, the 1944 work of Oswald
Avery (1877-1955) and his associates at the Rockefeller Institute Hospital,
showing that the substance transforming the non-virulent pneumococcus to
the virulent form was purely DNA, is generally regarded as the first definitive
evidence that the genetic material consists of DNA. Avery himself made
this claim, against the opposition for several years of protein chemists
such as his colleague Alfred Mirsky at the Rockefeller.25 Pauling’s
model for DNA, three polynucleotide chains coiled helically around an internal
core of hydrogen-bonded phosphate groups, was flawed from the outset by
the assumption that the P-O-H groups (pKaca.2) remain
undissociated under physiological conditions (pH ca. 7) to provide the
hydrogen bonding. It was left to Francis Crick and James Watson in 1953
to combine Pauling’s method of model building and his conjecture that the
genetic material consisted of paired complementary structures, with the
view that DNA was indeed the genetic substance, to construct the successful
double-helix model of DNA with antiparallel complementary strands.
One of Pauling’s coworkers at Pasadena, Harvey
Itano, working on the electrophoresis of haemoglobins found in 1949 that
the haemoglobin from patients suffering from sickle-cell anaemia carries
a charge less negative than that of normal haemoglobin. Individuals carrying
the sickle-cell trait had haemoglobins of both charge types in comparable
quantities. These individuals were the heterozygotes with paired genes,
one for normal and the other for sickle-cell haemoglobin, affording some
protection against the malaria parasite. Pauling and Itano termed sickle-cell
anaemia a ‘molecular disease’, arising from a mutation in the protein moiety
of haemoglobin which changed an acidic amino acid of a polypeptide chain
to a neutral or basic type. Bulk analysis of the amino acid composition
of the two types of haemoglobin protein showed only that any difference
was too small to be detected by this method.
Similarly, Perutz at Cambridge detected no
difference in the X-ray diffraction pattern of the two types of haemoglobin.
His colleague in the MRC unit, Vernon Ingram, adopted for the haemoglobins
the methods used by the Cambridge biochemist, Frederick Sanger, to determine
the amino acid sequences of the two polypeptide chains of insulin, completed
in 1955. Ingram in 1956 digested normal and sickle-cell haemoglobin with
the enzyme trypsin, which specifically cleaves polypeptide chains on one
side of a lysine or an arginine position, to obtain some thirty fragments
about ten units in each case. Separation by paper chromatography and electrophoresis
showed that the fragments from normal and sickle-cell haemoglobin matched
one-to-one in all but one case. Subsequent sequencing of the two non-matching
fragments demonstrated that an acidic glutamate residue in the fragment
from normal haemoglobin had been replaced by a neutral valine residue in
the sickle-cell haemoglobin fragment.
The technique of trypsin cleavage of proteins,
and the characterisation of the oligopeptides formed, was taken up widely
from the late-1950s. Pauling’s group at Pasadena analysed the trypsin oligopeptide
pattern of the haemoglobins from a number of animals in 1960, with the
view of tracing genetic descent and evolution at the molecular level. In
1962 and 1965 Pauling and Zuckerkandl26 compared the amino acid
sequences of haemoglobin proteins available from a variety of species with
the fossil record to construct a ‘molecular evolutionary clock’, calibrated
to an average of one amino acid mutational change per polypeptide chain
every seven million years.
Each present-day protein, it was assumed. embodies
its own evolutionary history. They correlated changes in homologous polypeptide
chains, due to amino acid substitutions, with the dates at which each of
the species emerged in the fossil sequence, to obtain three types of evolutionary
information: first, the probable amino acid sequence of the ancestral polypeptide
from which the chains compared had been derived; second. the approximate
epoch at which the divergence had begun; and third, the lines of descent
of the changes in the amino acid sequences. Thus the a
a- and the b -chains of the human haemoglobin
tetramer (a2b
2), show 78 amino acid differences, so that the two chains diverged
from a common origin, by gene duplication, some 565 million years ago,
around the beginning of the Cambrian period. The common origin, the single
chain of a monomeric haemoglobin, has a modem representative in the blood
of primitive jawless fishes, such as the lamprey and the hagfish. This
monomer lacks the cooperative oxygen uptake and release that evolved with
the haemoglobin tetramer.
After some initial scepticism, the concept
of the molecular evolutionary clock and the method of comparing homologous
polypeptide sequences were widely adopted for the construction of genealogical
trees of organic descent. As amino acid replacements in a protein are the
tertiary product of nucleotide substitutions in DNA, through transcription
and translation, more detailed evolutionary information became available
from comparisons of homologous nucleotide sequences, after the characterisation
of the genetic code during the mid-1960s. The degeneracy of the code indicated
that approximately one-third of the primary mutations in coding DNA result
in no change of the amino acid residues in the polypeptide coded. Consideration
of these synonymous DNA mutations, ‘silent’ at the tertiary protein level,
established that biomolecular evolution depends upon the flow of time,
the number of elapsed years, rather than the number of successive organic
generations. The pioneering innovations of Pauling in the study of biomolecular
phylogeny were recognised in 1969 by Kimura,27 who proposed
‘the pauling’ as the term for the standard ‘molecular evolutionary
unit’ of 10-9 amino acid substitutions for each protein site
per year.
By the 1990s, Pauling had come to be regarded
as a principal founder of molecular biology, for the range and impact of
his contributions to the subject.28
4 International peace and global fallout.
Pauling subscribed to a long-established radical
tradition. directed to the benefit of human kind at large through the advance
of science and its application to social and technical problems. the ‘Luther
of medicine’, Paracelsus (1493-1541), strove to transform the wealth-seeking
metallurgical alchemy of earlier times into a new iatrochemistry with more
humanitarian medical aims, securing a substantial following among the apothecaries
and religious nonconformists of the seventeenth century. iatrochemistry
evolved with van Helmont (1579-1644) into pneumatic chemistry, to which
the Unitarian minister, Joseph Priestley (1733-1804), made spectacular
contributions. Priestley’s attempts at social and religious reform met
with such crude and irrational reaction. the torching of his manse,laboratory
and library in Birmingham, that he felt obliged to emigrate to the newly
independent United States of America in 1794.
Like Joseph Priestley, Linus Pauling was gifted
with a fertile scientific imagination and worked largely by chemical intuition,
regarding mathematics as the handmaiden rather than the queen of the sciences.
Both adhered to the concepts of their youth long after these ideas ceased
to be productive, Priestley to the phlogiston theory, Pauling to his resonance
theory of chemical bonding. Both addressed social questions of concern
to humanity at large, so attracting charges of disloyalty from some politicians
of the time. Pauling chose as an epigraph for this General Chemistry
(1957)
and his College Chemistry (1964) an excerpt of a latter from Benjamin
Franklin to Joseph Priestley, written in 1780, rejoicing in the progress
of the natural sciences, with the lament, ‘O that moral Science were in
as fair a way of improvement’.
Linus Pauling and his wife, Ava Helen Miller
(d. 1981 ), a fellow student at Oregon Agricultural College, whom he had
taught in 1922 and married in the following year, supported Roosevelt’s
New Deal, widely opposed as socialist paternalism in Republican California.
After the fall of France early in 1940 they joined the Union Now movement
for a federation of the world democracies under US leadership against totalitarianism.
In 1 94l Pauling fell victim to Bright’s disease, often considered incurable
at that time, but he gradually recovered on a lowprotein, salt-free diet,
allowing his damaged kidneys to heal. Within a year he was back at Caltech,
engaged on military research into new forms of rocket propellants, the
growth of synthetic quartz for sighting optics, the development of a synthetic
blood plasma, and an instrument for measuring oxygen levels in confined
spaces, as in aircraft or submarines, based on the paramagnetism of oxygen.
Truman in 1948 awarded Pauling the Presidential Medal of Merit, the highest
US civilian award. for his war-time projects.
In 1946 Pauling joined the Emergency committee
of Atomic Scientists, chaired by Albert Einstein (1879-1955), set up to
inform the public of the realities and the consequences of the development
of nuclear weapons. In his public lectures on atomic weaponry Pauling called
for negotiations to solve all Cold War issues peacefully. President Truman
introduced the loyalty oath for all federal employees in 1947, to weed
out Communists and their associates, and the peace movement was soon labelled
‘The Communist Peace Effort’ by Senator Joe McCarthy and his followers.
As President of the American Chemical Society in 1949, Pauling strongly
criticised the denial of an academic career to talented young American
scientists who were alleged to have present or past Communist associations,
including his own former students. The FBI-funded informer, Luis Budenz,
required to produce new names, denounced Pauling as a Communist in 1950
and in 1952, and his evidence was dismissed as hearsay gossip only in 1970.
Pauling preempted summonses from state and
federal unAmerican activities committees in 1950 by a public declaration,
lodged with the President of Caltech, that he was a Rooseveltian Democrat,
and was not, nor ever had been a Communist, and that he had no objections
to legitimate loyalty oaths, genuinely grounded on national security. Despite
Pauling’s affirmations of loyalty, he was denied a US passport in 1952
when he was invited to speak on his new polypeptide conformations at a
Royal Society Discussion on Proteins in London. In response he organised
his own protein research conference at Pasadena in 1953. but the British
pioneer of protein X-ray crystallography, Dorothy Crowfoot Hodgkin ( 1910-1994),
was denied a US visa to attend the conference. Fearing an even greater
international protest than that of 1952, the US State Department restored
Pauling’s passport for unrestricted travel in late 1954, shortly before
the ceremony in Stockholm awarding him a Nobel Prize ‘for his research
into the nature of the chemical bond and its application to the elucidation
of the structure of complex substances’.
McCarthyite hysteria during this period was
such that Patrick Blackett ( 1897-1974), the former coworker of Rutherford
and a future President of the Royal Society. was denited entry to the USA
following the critical analysis of his book, Military and Political
Consequences of Atomic Energy (1948), which exposed the fallacies of
those who ‘thought the unthinkable’, and who advocated preemptive atomic
bombing of the Soviet Union. Blackett was then arrested when an intended
overtlight from Mexico to Canada had to make a refuelling stop in the USA.29
Counter
hysteria in the Soviet Union extended to denunciations of all things American.
including Pauling’s resonance theory of the chemical bond over the years
1949-1952.30 The ‘valence structures’ contributing to a given
‘resonance hybrid’ were denounced as ‘idealistic’ and ‘wholly imaginary’,
rehearsing the criticisms made in western Europe by a brother of the MO
theorist, the chemist Walter Hückel (1895-1973), and by his English
translator.31
Pauling responded in 1957 at an international
biochemistry meeting in Moscow, and again in 1961 at the Moscow celebrations
of the 250th anniversary of the birth of the pioneer chemist Lomonosov
( 171 1-1765),32 giving a dozen or so lectures on the achievements
of the ‘corrupt’ resonance theory of chemical bonding, on inherited molecular
diseases and the underlying molecular mechanisms of Mendelian genetics.
a productive science in contrast to unfruitful Lysenkoism, and on the global
dangers of radioactive fallout from nuclear weapon testing, emphasising
the outstanding need for negiotiated international peace. The criticisms
at the ‘Ingold-Paulingites’ soon faded away in the Soviet Union, but they
resurfaced briefly in Britain in 1976,33 provoking Pauling’s
spirited defence, with a recapitulation of the history of resonance theory
in quantum mechanics and in chemistry.34
After the award of his first Nobel Prize. Pauling
promoted more actively the campaign to halt the further testing of nuclear
weapons, particularly when Japanese radiochemists showed. from the isotopic
composition of its exceptionally heavy fallout. that the US Bikini Atoll
test of 1954 involved a new fissionfusion-fission device, a hydrogen bomb
encased in a shell of uranium-23H (the U-bomb). Pauling subscribed to the
manifesto drawn up by Einstein and Bertrand Russell in 1955, calling on
the governments of the world to find peaceful means to settle all matters
of dispute between them, and contributed to the ensuing Pugwash Conferences.
These conferences took their name from the first meeting place, the Pugwash
estate in Nova Scotia of the first sponsor, Cyrus Eaton, a Cleveland industrialist.
Among those present were the vice-president of the Soviet Academy of Sciences,
a former director-general of the World Health Organisation, and three Nobel
Laureates.
In all controversy, Pauling was an assiduous
collector of precise data as a basis for secure conclusions. Much of the
data on the local radioactive fallout from the atomic bombs dropped on
Hiroshima and Nagasaki in 1945 were in the public domain. but less was
known of the radioactive products from atmospheric tests of the later H-bomb
and U-bomb. In the mid-1950s it emerged that each test produced a substantial
pulse of radioactive carbon-14 from the transmutation of atmospheric nitrogen.
as well as dust fallout. The carbon-14, with a halflife of some 5600 years,
dispersed globally as carbon dioxide. entering the food chain to produce
additional mutations in all plant and animal life.
Willard Libby (1908-1980), who was a member
of the US Atomic Energy Commission, and received the 1960 Nobel Prize in
chemistry for his invention of the carbon-l4 dating method. estimated that
the carbon-14 produced in atmospheric nuclear tests was an unimportant
hazard compared to the carbon-14 generated by cosmic rays. Pauling used
Libby’s own data to show the enormity of the new hazard. Over the period
of the next scheduled series of atmospheric nuclear tests. the additional
mutations, due to the carbon-14 generated, would be responsible for 500,0000
more miscarriages, 55 000 more children born with gross physical and mental
defects, and as much leukaemia and bone cancer as had been generated by
the fission products of all the previous nuclear tests combined.
After his lecture on the global ecological
consequences of nuclear weapons tests at Washington University, St Louis,
in 1957, Pauling was joined by the biologist, Barry Commoner, and the quantum
theorist of atomic spectroscopy, Edward Condon. They set up a petition
to all nations from scientists worldwide. calling for an end to the testing
of nuclear explosives. Commoner had measured the level of radioactive strontium-90
from fallout in the milk teeth of children across North America. and Condon
had been a prominent target of unAmerican activities for many years, being
obliged to resign as Director of the National Bureau of Standards in 1951.35
During 1958, Pauling sent a copy of the petition opposing nuclear weapon
testing, with endorsements by l 1 02 I scientists from 49 countries, to
Dag Hammarskjöld, the Secretary General of the United Nations Organisation
in New York. The signatories included 2705 American scientists, 40 of them
members of the US National Academy of Sciences, 216 members of the Soviet
Academy of Sciences, 35 Fellows of the Royal Society of London. and 36
Nobel Laureates. Pauling enlarged on this theme in his 1958 book No
More War! with an appeal for the peaceful settlement of political differences
by negotiation.
Public opinion worldwide led the nuclear powers
to schedule test-ban negotiations in Geneva for late 1958. In the meantime
63 nuclear devices, one third of the total since 1945, were tested in the
ten months before the talks. A moratorium on nuclear weapon testing was
agreed at the end of 1958 by the USA, the UK and the USSR, but not by France.
When the French tested their first atomic bomb in the Sahara desert in
1960, Khrushchev announced the end of the voluntary test-ban agreement,
and a large Soviet nuclear bomb was tested in 1961 on the island of Novaya
Zemlya. The 1961 test was opposed by Andrei Sakharov (1921-1989). the ‘father
of the Soviet hydrogen bomb’, who advised Khrushchev that a global agreement
could probably bc reached to confine tests to deep underground sites, even
though an absolute ban internationally on all nuclear weapon tests was
unrealistic, as shown by the French action. This would avoid the ecological
hazards of radioactive fallout and the addition of further carbon-14 to
the atmosphere worldwide.36
Khrushchev was persuaded, and in 1963 the partial
test-ban treaty was agreed with President Kennedy and Prime Minister MacMillan
banning nuclear weapon testing in the atmosphere, the oceans, and in outer
space. On the day that the treaty came into force, the Norwegian Committee
responsible for the Nobel Peace Prize awarded the Peace Prize deferred
from 1962 to Pauling. Sakharov received the 1975 Peace Prize when his influence
upon Soviet policy and his liberal humanism became generally known. By
that time Sakharov’s social manifesto Reflexions on Progress, Coexistence
and Intelectual Freedom (London, 1968) had been translated into English
from the samizdat circulating in the Soviet Union, calling for tolerance,
openness, and purely peaceful competition between the USA and the USSR.
The publication led to Sakharov’s loss of Soviet security clearance and
his transfer to the Lebedev Physics Institute in Moscow, where he had devised
the magnetic thermonuclear reactor, the tokomak, in 1950. Following the
award of a Nobel Peace Prize and his opposition to the war in Afghanistan,
Sakharov was exiled to Gorki (Nizhniy Novgorod) 1980-1986, but kept his
post at the Lebedev Institute and was often visited by colleagues.
Pauling was harassed to a degree after presenting
the collectively signed petition opposed to nuclear weapon testing to the
United Nations in 1958, and his Nobel Peace Prize in 1963. He was ordered
to appear before the Senate Internal Security Subcommittee, which termed
him ‘the number one scientific name in virtually every major activity of
the Communist peace offensive in this country’. The Committee questioned
the authenticity of some of the 1 I 021 signatures of scientists endorsing
the petition, and enquired into the source of the funding employed in their
collection, alleged to run to some $ 100000. The Committee compared their
own list of signatures with the originals produced by Pauling. He declared
the costs of the collection to be some $250 for the postage stamps of mailings
from his home address to scientific colleagues overseas, who obtained an
average of 15 signatures each. An extraordinary headline in Life
Magazine. ‘A Weird Insult from Norway’. greeted the award of the Nobel
Peace Prize to Pauling. The editorial declared that the limited test-ban
treaty had nothing whatsoever do do with Pauling’s 1958 petition to the
UN from scientists worldwide.37
At Caltech the President, Lee DuBridge, under
pressure from the Trustees, asked Pauling in 1958 to resign as Chairman
of the Division of Chemistry and Chemical Engineering, a post he had held
for twenty-two years. Although Pauline had professorial tenure, his salary
was frozen, and the area of his laboratory space was progressively eroded.
Even his Nobel Peace Prize in l963 met with a chilly response at Caltech.
President DuBridge decleared ‘there is much difference of opinion about
the value at the work Professor Pauling has been doing’ for world peace
and averting nuclear war. Pauling thereupon resigned from his chair at
Caltech, in his sixty-third year. Pauling also resigned from the American
Chemical Society in 1963, when the Board of Directors declined to withdraw
(what he considered to be) misrepresentations in Chemical & Engineering
News of his campaign for the banning of nuclear-weapon tests.
Fig. 2 Linus Pauling in later life (courtesy of the Royal
Society of Chemistry Library ;and Information Centre)
5 Molecular medicine.
After resigning from Caltech, Pauling accepted
a position 1964-1967 at the Santa Barbara Center for the Study of Democratic
Institutions. The Center had no laboratories, being devoted to the social
sciences, and Pauling turned to theoretical studies of atomic nuclei and
to evolutionary and medical issues arising from his earlier work in biological
chemistry. He developed a close-pack spheron theory of nuclear properties,
but physicists were unimpressed and he soon abandoned this field. Since
his interests in biological and medical chemistry required access to laboratory
facilities, he moved on to the University of California at San Diego 1967-1969,
and then the University of Stanford 1969-1971. A network of supporters
organised the funding and maintenance 1974-1994 of his own centre, the
Linus Pauling Institute of Science and Medicine, at Palo Alto, California.
Pauling’s concerns with medical chemistry dated
back to his early studies of haemoglobins. He had close contacts with the
biologists at Caltech, particularly the geneticists studying the mutations
produced by X-rays in the fruitfly, then in a simpler organism, the pink
bread mould
Neurospora crassa. George Beadle (1903-1989) and Edward
Tatum (1909-1975) traced out the biosynthetic pathways in Neurospora
by
generating mutants which could no longer produce an intermediate substance
in a given metabolic sequence, and so required the addition of that substance
for normal growth. Their studies from 1941 created the new field of biochemical
genetics, with the slogan ‘one gene-one enzyme’.
The work, recognised by the award of the 1958
Nobel Prize for medicine or physiology to Beadle, Tatum and Joshua Lederberg,
drew attention to the long-neglected medical studies of Archibald Garrod
(1857-1936) at St. Bartholomew’s Hospital, London. Garrod investigated
rare inherited diseases running in families, such as the production of
black urine (alcaptonuria) and analogous disorders. Garrod in his book,
Inborn
Error of Metabolism (1909, 1923) ascribed such diseases to a genetic
error of recessive Mendelian character, leading to the loss or malfunction
of an enzyme essential for a particular step in normal metabolism.
Pauling drew on the new field of biochemical
genetics for his characterisation of inherited haemoglobin abnormalities
as molecular diseases. He developed the view that the human nutritional
needs for the vitamins, due to the genetic loss of stages in common metabolic
pathways, were not always met by normal foodstuffs, and often required
augmentation. The loss of a capacity to manufacture essential biomolecules,
available from foodstuffs, had lightened the overall biosynthetic load,
giving the affected organisms an advantage in natural selection. Thus,
organisms had developed the biosynthesis of ascorbic acid, vitamin C, as
an anti-oxidant when photosynthetic oxygen began to appear in the atmosphere.
Some 25 million years ago the common ancestor of the hominids and other
primate species lost the liver enzyme converting L-gulonolactone to ascorbic
acid, following a genetic mutation. Other mammalian species, except for
the guinea pig and a fruit-eating bat, retained vitamin C biosynthesis,
as did most of the vertebrate species.
The loss of vitamin C biosynthesis had little
adverse affect on the early development of humankind, judging from the
skeletons of palaeolithic hunter-gatherers, who appear to have been as
large and well-built as modern Americans. Following the development of
agriculture, and the early urban civilisations, the human diet was based
largely on grains, which produced small and stunted people, judging again
by their skeletal remains. From the l6th century on, the long voyages of
geographical exploration, and then of overseas trade and colonisation,
promoted the deficiency disease of scurvy, alleviated by the addition of
citrus fruit juice to the diet. Early 20th century studies of such deficiency
diseases resulted in the discovery of the vitamins and their biochemical
role in normal human metabolism.
Pauling noted that many people in modern urban
societies live close to the edge of vitamin deficiency. The National Research
Council under the US National Academy of Sciences has a Committee on the
Feeding of Laboratory Animals, and a Food and Nutrition Board concerned
with human diet. The Committee recommends an optimum daily intake of vitamin
C (ascorbic acid) for laboratory primates, between 1.75 grams per day for
rhesus monkeys and 3.50 grams per day for squirrel monkeys, scaled to 70
kg body mass. The Nutrition Board, however, recommends a human allowance
of only 60 milligrams per day, corresponding to the minimum human intake
of vitamin C required to avoid scurvy. Animals which manufacture their
own ascorbic acid produce an average of ca. 10 g per day, scaled
to 70 kg body mass. Pauling deduced that the diet of an adult human should
contain at least 2.3 to l0 g of vitamin C per day.
The human immune system depends for efficient
action on the vitamin level available in its several components, and some
of these levels are depleted during a viral attack. The common cold virus
reduces by one half the vitamin C level in leucocytes, impairing their
action as phagocyctes. A regular daily intake of 0.25 to 4 g of the vitamin
decreases the chances of catching a cold or influenza and of developing
a secondary bacterial infection. Some 16 trails, with placebo-taking controls,
showed a decrease in illness of 34% on average, even though the daily dose
of vitamin C administered, 0.07 to ca. I g, was smaller than the dose Pauling
recommended. Pauling found that the habitual colds from which he suffered
were reduced in number and severity by taking several grams of vitamin
C each day from the mid-1960s, as described in his book, Vitamin C and
the Common Cold (1970), which enjoyed wide popular appeal. By the 1990s
substantial support had emerged for a reduction of the severity, if not
the frequency, of common colds by vitamin C administration.
The medical profession in general dismissed
Pauling’s work, but individual physicians had made similar or related trials
and reported their experience to him. In 1971, Pauling heard from Ewan
Cameron, surgeon of the Vale of Levan Hospital near Glasgow, who had treated
terminal cancer patients with l0 g of vitamin C a day over several years,
finding that the treatment extended the survival time and the quality of
life of his patients. Cameron held that vitamin C reinforced connective
tissues that were weakened in cancer as in scurvy. Collaboration followed,
with trials of vitamin C for the treatment of animal cancer at Pauling’s
Institute, and the visit of Cameron for a year in 1978, resulting in a
joint publication of the book, Cancer and Vitamin C (1979). The
US National Cancer Institute (NCI) sponsored trials in the 1970s which
reported no benefit to cancer patients from large doses of vitamin C. Pauling
pointed out that Cameron’s protocol had not been adopted in these trials.
By 1990, the NCI was more sympathetic, and sponsored an international symposium
on ‘Vitamin C and Cancer’ with Pauling as a main speaker. The symposium,
and a New York Academy of Sciences meeting in 1992, brought to light the
general role of vitamin C and vitamin E as antioxidants, quenching the
free radicals implicated in the genesis of cancer and other maladies.38
In his last book, How to Live Longer and
Feel Better (1986), Pauling summarised the evidence and outlined the
potential of his ‘orthomolecular medicine’. His therapy involved the boosting
of normal essential metabolites to an optimum level, usually higher during
illness than in normal health. These substances are generally limited in
supply from foodstuffs or commensal gut flora, and have a wide range of
beneficial functions and of tolerance in the body. In contrast conventional
medicine involved the administration of physiologically alien natural or
synthetic pharmaceutical products, with specific therapeutic effects, undesirable
side-effects, and often-limited tolerance. His approach led Pauling to
support and popularise medical reports of the value of vitamin treatments
of viral and cardiovascular diseases, cancer, some forms of mental retardation
or mental disorder, allergies, arthritis and rheumatism, and the moderation
of the infirmities of old age.
Pauling attracted the support of physicians
in the Orthomolecular Medical Association, which numbered some 500 members
by 1986. Albert Szent-Györgyi (1893-1986) who had first isolated ascorbic
acid in 1928, receiving the 1937 Nobel Prize in medicine and physiology
for his discovery of the biochemical dicarboxylic-acid oxidation cycle,
joined the crusade for vitamin C supplementation, as did other biochemists.
Szent-Györgyi wrote in 1970 that the medical profession misled the
public by specifying only the ascorbic acid intake required to avoid scurvy,
which he called ‘a premortal syndrome’. The optimum vitamin C intake was
uncertain, but Szent-Györgyi considered it to be much higher than
the medical recommendation, and he himself took about a gram a day. Pauling
allowed for biochemical individuality, recommending his readers to discover
their own optimum daily intake of vitamin C, which he thought probably
lay between 6 and 18 g. He specified a daily supplementation of other vitamins
and minerals, together with regular exercise and dietary moderation, particularly
sucrose and alcohol, to promote a general regimen for longer life and better
health.
6 Conclusions.
Pauling’s remarkable achievements came from
his fecundity of imagination, the zealous collection of data to frame his
theories, and a crusading spirit to popularise his conclusions. He confessed
that many of his new ideas turned out to be nonproductive. Examples from
his troubled 1960s were his spheron theory of the atomic nucleus (1964-1967),
or his theory of general anaesthesia (1961-1965). The latter theory illustrates
Pauling’s general approach of coordinating diverse studies of a common
subject. From the discovery of the anaesthetic action of xenon, and the
X-ray analysis of the clathrate hydrate crystals formed by the noble gases,
Pauling surmised that anaesthetic action involved the formation of clathrate
crystals in nervous tissue around the anaesthetic agent, thereby reducing
the electrical activity of the nerves and the brain.
Clearly, he was extraordinarily versatile.
He engaged in each of his highly productive enterprises for a decade or
so, then left further development to others and took up new projects. His
theories of atomic orbital hybridisation, atomic electronegativity, and
covalent bonding through electron-resonance between valence structures,
had matured by the mid-1930s, and he left further extensions to George
Wheland and others. Pauling was one of the pioneers of crystal and molecular
structure analysis by X-ray diffraction during the 1920s, and countered
the early limitations of the technique by the strategy of model-building
to determine the secondary structures of biopolymers from the late 1930s.
By the time that the electronic computer allowed direct X-ray crystal structure
analysis of complex molecules Pauling had moved on to comparative studies
of the amino acid sequences in the polypeptide chains of the haemoglobins,
deriving the concept of the ‘molecular evolutionary clock’ (1960-1965).
Subsequent comparisons of the nucleotide sequences in ribosomal RNA he
left to other workers.
In his later years, Pauling was alert to striking
or puzzling discoveries with no ready interpretation. In the 1980s he joined
in the speculations on a basis for high-temperature superconductivity,
and for the paradoxical fivefold rotational symmetry found in the diffraction
pattern of quasicrystalline alloys. He had been interested in the structure
of intermetallic compounds from 1923 and, in the first of his contributions
to the 1991 symposium, celebrating the centenary of Caltech and his ninetieth
birthday, Pauling presented the evidence he had gathered over the years
for the thesis that these quasicrystals are essentially icosahedral twinnings
of cubic crystals with large unit cells.
At Caltech the disapproval of trustees and
administrative officials of Pauling’s political activities declined after
his departure in 1963. Later trustees and officials appreciated that both
of Pauling’s Nobel Prizes enhanced the standing of Caltech. After a symposium
in 1986 celebrating his eighty-fifth birthday, Caltech honoured him by
instituting the Linus Pauling Professorship of Chemistry, together with
a lecturehip and lecture hall bearing his name. His efforts to eliminate
the global dangers of increased radioactivity in the biosphere from nuclear
weapon tests, and his campaign for negotiated world peace, were increasingly
appreciated over time, and he came to be regarded as the American scientist
comparable to the Russian physicist, Andrei Sakharov, for humanitarian
leadership of the scientific community worldwide during the chillier years
of the cold war.
Historically, Pauling takes a place among the
major figures in the development of modern chemistry, recapitulating some
of their contributions and social concerns at a new level. The supporters
of his orthomolecular medicine reflect the Paracelsian iatrochemists, who
merged with orthodox medicine, as their more successful innovations, such
as the treatment of anaemia with iron salts, were generally adopted. Pauling’s
opposition to the contamination of the atmosphere with the radioactive
products of nuclear weapon tests recalls Joseph Priestley’s dismay, during
the early phase of the industrial revolution, with the degradation of our
atmosphere, the providential sustainer of the breath of life. Priestley’s
concern led him to introduce his nitric oxide test for ‘the goodness of
the air’, then to discover the atmospheric component supporting vitality,
oxygen (1774), and the property of green plants in sunlight to restore
the oxygen lost from air ‘spoiled’ by respiration or combustion.
The influence of Pauling’s resonance theory
of chemical bonding from the 1930s to the 1950s was comparable to that
of Berzelius’s dualistic theory from the 1830s to the 1840s. Both theories,
with the common concept of a universal scale of atomic electronegativities,
appealed primarily to inorganic chemists. Theoretical physicists regarded
both theories as primitive, relative to the current principles of physics,
classical electrostatics in the 1820s and quantum electromagnetism in the
1930s. Each theory first lost ground in the organic field. During the 1830s,
such discoveries as the replacement of electropositive hydrogen by electronegative
chlorine in acetic acid to give products of a common vinegar-type cast
doubts on the theory of dualistic electropolar chemical bonding. Likewise,
the confirmation in the late-1940s that cyclooctatetraene is indeed an
olefinic substance, with none of the aromatic properties of benzene, indicated
that resonance theory of unsaturated organic molecules was flawed.
Pauling worked in so many different fields
that he had no single contemporary peer in chemistry. Biochemistry, molecular
biology, and geochemistry, he held, were all chemical sciences, alongside
the mainstream subdivisions, and so too were the nutritional and pharmaceutical
aspects of medicine. The range of his major contributions over these sciences
mark him out as the greatest chemist of the century.39
7 References.
1 Structural Chemistry and Molecular Biology, ed. A. Rich and
N. Davidson, Freeman, San
Francisco, 1968, pp. 907.
2 The Roots of Molecular Medicine: A tribute to Linus Pauling,
ed. R. P. Huemer, Freeman,
New York. 1986, pp. 290.
3 The Chemical Bond: Structure and Dynamics, ed. A. Zewail,
.Academic Press, London, 1992.
pp. 313.
4 Linus Pauling in his own words, ed. B. Marinacci, Simon and
Schuster, New York, 1995, pp.
320.
5 A. Serafini, Linus Pauling: A man and his science, Paragon
House, New York, 1989, pp. 310.
6 T. Goertzel and B. Goertzel, Linus Pauling: A life in .science
and politics, Harper Collins. New
York. 1995. pp. 300.
7 T. Hager. Force of Nature: The Life of Linus Pauling. Simon
and Schuster, New York, 1995.
pp. 721.
8 Patterns in ink. pp. 255~276 in ref. 6.
9 J. W. Servos, Physical Chemistry from Ostwald to Pauling: The
Making of a Science in
America, Princeton University Press, Princeton,
NJ, 1990. pp. 275 298.
l0 K. J. Laidler, The World of Physical Chemistry, Oxford University,
Press, 1993. p. 352.11 R.
S. Mulliken, ‘Bonding Power of Electrons and Theory
of Valence’,
Chem. Rev., 1931. 9, 347,
369. 386.
12 L. Pauling, The Nature·of the Chemical Bond, Cornell
University Press, Ithaca, NY, 1960, 3rd
edn., pp. 215 220: 563-570.
13 G. W. Wheland, Resonance in Organic Chemistry, Wiley. New
York, 1955, p. 4: the analogy
is credited to J. D. Roberts.
14 L. Pauling and E. Bright Wilson, lntroduction to Quantum Mechanics:
with ,Applications to
Chemistry, McGraw Hill, New York, 1935,
p. 340.
15 K. Gavroglu, Fritz London: A Scientific Biography, Cambridge
University Press, 1995.
16 L. Pauling, J. Am. Chem. Soc., 1931, 53, 1367; reprinted
pp. 851-884 in ref. 1.
17 J. C. D. Brand. Lines of Light: Sources of Dispersive .Spectroscopy.
l800-l930. Gordon and
Breach, 1995.
18 A. Duncan. Laws and Order in Eigtheenth-Century Chemistry.
Clarendon Press, Oxford,
1996.
19 W. B. Jensen. ‘Electronegativity from Avogadro to Pauling’.
J.
Chem. Educ., 1996. 73. 11 20.
20 P. J. T. Morris. ‘The technology-science interaction: Walter Reppe
and cyclo-octatetraene
chemistry’, Brit. J. Hist. Sci., 1992.
25,
145.
21 L. Pauling, ‘Molecular Architecture and Biological Reactions’,
Chem.Eng.,News.
1946. 24,
1375.
22 L. Pauling, ‘A Theory of the Structure and Process of Formation
of Antibodies’. J. Am. Chem.
S oc., 1940, 62, 2643.
23 A. M. Silverstein, A History of lmnumology, Academic Press,
New York. 1989. pp. 69-83.
24 L. Pauling. Molecular Architecture and the·Process of
Life·, 21 st Sir Jesse Boot Foundation
Lecture, Nottingham, 1948, p. 10. R. Olby,
The Path to the Double Helix, Macmillan, London,
1974, p. 120.
25 F. H. Portugal and J. S. Cohen, A Century of DNA:
A History of
the Discovery of the
Structure and Function of the Genetic Substance.
MIT Press, Cambridge, Mass., 1977, pp.
137-158.
26 E. Zuckerkandl and L. Pauling, ‘Molecular Disease, Evolution, and
Genetic Heterogeneity’,
pp. 18y 225 in Horizons in Biochemistry:
Albert Szent-Györyi Dedicatory Volume, ed M.
Kasha and B. Pullman, Academic Press, New
York, 1962; ‘Evolutionary Divergence and
Convergence in Proteins’. pp. 97-166 in Evolving
Genes and Proteins, ed V. Bryson and H. J.
Vogel, Academic Press, New York, 1965.
27 M. Kimura, The neutral theory of molecular evolution, Cambridge
University Press, 1983, p.
74.
28 Zewail ed.. ref. 3: M. F. Perutz, pp. 17-30. F. Crick, pp. 87-98.
29 B. Lovell, ‘Patrick Maynard Stuart Blackett, Baron Blackett of Chelsea,
1897-1973’.
Biog.Mem. FRS. 1975, 21; 75
ff.
30 I. M. Hunsberger, ‘Theoretical Chemistry in Russia’,
J. Chem.
Educ., 1954, 31, 504.
31 W. Hückel. Structural Chemistry of lnorganic Compounds,
2 vols. Elsevier, Amsterdam,
1950. transl. L. H. Long, translator’s note,
vol. 1, PP 434-437.
32 Mikhail Vasil evich Lomonosov on the Corpuscular Theory,
translated with an introduction
by H. M. Leicester, Harvard University Press,
1970.
33 A. R. Todd and J. W. Cornforth, ‘Robert Robinson, 1886-1975’,
Biog.
Mem. FRS., 1976. 22.
415-527. pp. 465~7R.
34 L. Pauling, ‘The Theory of Resonance in Chemistry’,
Proc. R.
Soc . Lond. A, 1977, 356, 433.
35 J. Wang, ‘Science, Security, and the Cold War: The Case of E. U.
Condon’. Isis, 1992. 83. 238.
36 Sakhanor Rememhered: .A Tribute by Friends and Colleages,
eds. S. D. Drell and S. P.
Kapitza. Am. Inst. Physics. New York, 1991.
37 The text of the editorial in Life magazine following Pauling’s
Peace Prize award, and the
comments of the Senate lnternal Security Subcommittee
on Pauling’s petition, are reproduced by
D. A. Davenport, ‘Letters to F. J. Allen:
An Informal Portrait of Linus Pauling’, J. Chem. Educ.
1996.
73, 21 .
38 Hagan. ref. 7, pp. 621-623.
39 J. D. Dunitz, ‘Linus Carl Pauling, 29 February 1901-19 August 1994,
Elected For. Mem. R. S.
1948’, Biog. Mem. FRS, 1996,
42,
 |
S. F. Manson worked on antimalarials for his D.Phil. (1944-47) with
D.Ll. Hammick at Oxford University, where he taught the history of science,
as well as chemistry (1947-1953). He was then a Research Fellow with Adrien
Albert in the Australian National University Department of Medical Chemistry,
being built up in the Wellcome lnstitute, London. In l956 he moved to a
lectureship in physical organic chemistry at Exeter University and became
Reader in chemical spectroscopy. He was Professor of Chemistry at the University
of East Anglia (1964-I970) and at King’s College London (1970-1988). working
on chirality in it’s many aspects, summarised in his Molecular Optical
Activity & the Chiral Discriminations
(l982). From l988 he has been
Emeritus Professor of Chemistry in the University of London, and Honorary
Research Associate in the Department of History and Philosophy of Science,
University of Cambridge. Since completing his
Chemical Evolution
(1991). he has been rewriting his History of the Sciences
(/953). |
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